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IT Governance & Assurance

IT Audit Services — Independent Assurance Your Controls Actually Work

Information systems audit, IT governance assessment, and regulatory compliance review by CISA-certified auditors. We audit your controls against the frameworks your regulators expect — COBIT, ISO 27001, central bank ICT guidelines, and PCI DSS — across 7 countries in Asia-Pacific.

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At a Glance

9
Audit domains covered
200+
Organisations assessed
0
Client breaches since 2016
7
Countries served
Auditor Credentials:
CI
CISA Certified Auditors
LA
ISO 27001 Lead Auditors
QSA
PCI QSA Organisation
0
Zero Breaches Since 2016
Understanding IT Audit

What Is an IT Audit and Why Does It Matter?

An IT audit is an independent examination of your organisation's information systems, IT infrastructure, policies, and operations against established standards and regulatory requirements. It evaluates whether your IT controls are designed effectively and operating as intended — providing assurance that the systems your business depends on are governed, secured, and compliant.

Unlike a penetration test, which validates whether an attacker can exploit technical vulnerabilities, an IT audit examines the broader governance and operational control landscape: access management policies, change management processes, data governance practices, IT operations procedures, vendor risk management, and regulatory compliance posture. Together, they provide a complete picture — technical security from penetration testing and governance assurance from IT audit.

For regulated industries — banking, financial services, telecoms, healthcare — IT audit is not optional. Central banks across Asia-Pacific mandate periodic IT audits for licensed institutions. Boards carry governance liability for IT risk oversight. And certification frameworks like ISO 27001 require internal audit as a mandatory management system element.

What We Audit

9 IT Audit Domains

EIC's IT audit covers the full spectrum of IT governance, security, and operations — tailored to your regulatory context and risk profile.

IT Governance & Strategy

IT strategy alignment with business objectives, governance structures, IT investment oversight, and board-level IT risk reporting.

Access Control & Identity

User access management, privileged access controls, segregation of duties, authentication mechanisms, and access review processes.

Change Management

Change request processes, approval workflows, testing and UAT procedures, release management, emergency change controls, and rollback procedures.

IT Operations

Incident management, problem management, service level monitoring, batch processing, job scheduling, and operational resilience.

Data Governance

Data classification, backup and recovery procedures, data retention policies, data integrity controls, and database management practices.

Network & Infrastructure

Network architecture, firewall management, segmentation controls, patch management, endpoint security, and infrastructure monitoring.

Business Continuity & DR

BCP and DRP adequacy, backup validation, recovery testing, RTO/RPO achievement, and continuity governance.

Vendor & Third-Party Risk

Vendor due diligence, SLA monitoring, fourth-party risk, outsourcing governance, and vendor exit strategies.

Regulatory Compliance

Alignment with central bank ICT guidelines, data protection regulations, industry-specific requirements, and licensing conditions.

Is This for You?

Who Needs IT Audit Services?

Regulatory Compliance

Central banks across Asia-Pacific mandate annual IT audits for licensed financial institutions. Bangladesh Bank, MAS (TRM guidelines), BNM (RMiT), BSP, SBV, NRB, and CBB all require periodic IT audit or ICT risk assessment. Non-compliance risks regulatory sanctions.

Certification Preparation

ISO 27001 requires internal audit as a mandatory ISMS element. PCI DSS requires control validation. An independent IT audit before your certification assessment identifies and fixes gaps — ensuring you pass the first time.

Board & Stakeholder Assurance

Your board, investors, or parent company requires independent assurance that IT controls are effective. IT audit provides a formal, structured assessment that satisfies governance reporting requirements and demonstrates oversight accountability.

Our Methodology

EIC's 5-Phase IT Audit Process

A structured, standards-aligned approach from planning to follow-up — producing actionable findings, not checkbox reports.

1
Planning
Scope, risk assessment, audit plan
Week 1
2
Fieldwork
Control testing, interviews, evidence review
Week 2–4
3
Analysis
Gap identification, risk rating, root cause
Week 4–5
4
Reporting
Executive + detailed findings report
Week 5–6
5
Follow-Up
Remediation verification, management tracking
+90 days

Phase 1: Audit Planning

We define the audit scope based on your regulatory obligations, risk profile, and business priorities. The planning phase produces an audit plan with defined domains, control objectives, testing approach (design effectiveness and operating effectiveness), interview schedule, and evidence requirements. For regulatory IT audits, we align scope directly to your regulator's ICT guidelines.

Phase 2: Fieldwork and Control Testing

EIC's auditors conduct on-site and remote testing of your IT controls. This includes reviewing policies and procedures, inspecting configurations, testing access controls, examining change management records, interviewing process owners, and validating that documented controls are actually operating in practice. We test both design effectiveness (is the control designed to address the risk?) and operating effectiveness (is it working consistently?).

Phase 3: Analysis and Gap Identification

Findings are analysed against the applicable framework, risk-rated (critical, high, medium, low), and root-caused. We distinguish between control design failures (the policy or process is inadequate) and operating failures (the policy exists but isn't followed consistently). Every finding includes a clear explanation of the risk it creates for your organisation.

Phase 4: Reporting

Two audiences, one report: an Executive Summary for boards and regulators (overall risk posture, key themes, strategic recommendations) and Detailed Findings for IT management (specific control gaps, evidence, risk ratings, remediation steps with priority and suggested ownership). Reports are structured for direct submission to regulators where required.

Phase 5: Follow-Up and Remediation Verification

Within 90 days of report delivery, EIC conducts a follow-up review to verify that management has implemented agreed remediation actions. This closes the audit loop — demonstrating to your board and regulators that findings are being actively addressed, not just acknowledged.

What You Receive

IT Audit Deliverables

Executive Summary

Overall risk posture, key themes, and strategic recommendations for board and regulators

Detailed Findings Report

Control gaps with evidence, CVSS-style risk ratings, root cause, and remediation guidance

Remediation Action Plan

Prioritised actions with ownership, timelines, and effort estimates

Management Response Tracker

Formal tracking of management responses and remediation commitments

Follow-Up Report

90-day verification of remediation implementation status

Regulatory Submission Pack

Report formatted for direct submission to central bank or regulator where required

Why EIC

Why Choose EIC for IT Audit?

Audit + Compliance Integration

IT audit findings feed directly into ISO 27001, PCI DSS, and SWIFT CSP compliance work. One team, no duplication — audit identifies gaps, compliance engagement fixes them.

CISA + QSA + ISO 27001 LA credentials

Regulatory Context Expertise

We audit against the specific ICT guidelines your regulator mandates — Bangladesh Bank, MAS TRM, BNM RMiT, BSP, SBV, NRB, CBB. Not generic frameworks — the frameworks that matter to your licence.

7 countries, 7 regulatory contexts

Technical Depth, Not Just Governance

Our auditors also hold CREST and PCI QSA credentials. They understand the technical reality behind the controls — not just the policy document but whether the firewall rule actually works.

CISA + CREST + PCI QSA team

Actionable, Not Checkbox

Every finding includes root cause analysis and specific remediation steps — not generic observations. Reports are designed for operational teams to act on, not just boards to file.

90-day follow-up included

7 Countries, On-Site Capability

IT audit requires access to your people, systems, and processes. EIC has on-site capability across Bangladesh, Singapore, Vietnam, Nepal, Bahrain, Malaysia, and Philippines.

BD · SG · VN · NP · BH · MY · PH

200+ Security Engagements

EIC has assessed, tested, and secured 200+ organisations. Our IT auditors understand your IT environment because they've seen hundreds like it — across banking, fintech, telecoms, and healthcare.

200+ organisations, 0 breaches
47
Control Gaps Identified and Remediated Before Regulatory Review
Mid-tier bank — 6-week comprehensive IT audit
Case Study — Banking

Mid-Tier Bank: 47 Control Gaps Found Before Bangladesh Bank Review

A mid-tier commercial bank in Bangladesh engaged EIC for a comprehensive IT audit ahead of their scheduled Bangladesh Bank ICT inspection. EIC's CISA-certified auditors assessed all 9 audit domains across the bank's core banking system, ATM network, digital banking platform, and data centre operations. The audit identified 47 control gaps — including 8 critical findings in privileged access management and change control processes that would have resulted in regulatory observations. All critical and high findings were remediated within 60 days, and the bank passed their Bangladesh Bank review with zero material findings.

47 gaps identified8 critical findings60-day remediationZero regulatory findings
Read Full Case Study →
Frequently Asked Questions

IT Audit FAQs

An IT audit is an independent examination of your organisation's information systems, IT infrastructure, policies, and operations against established standards and regulatory requirements. It evaluates whether your IT controls are designed effectively and operating as intended. Organisations need IT audits to satisfy regulatory requirements from central banks and financial regulators, to identify control weaknesses before they lead to incidents, to provide assurance to boards and stakeholders, and to prepare for certification audits such as ISO 27001 or PCI DSS.

Ready for Independent IT Assurance?

Schedule a free scoping call with a CISA-certified auditor. We'll assess your regulatory requirements, identify priority audit domains, and provide a fixed-price proposal.